Filing Details
- Accession Number:
- 0001575599-14-000058
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-08-26 09:21:04
- Reporting Period:
- 2013-07-29
- Filing Date:
- 2014-08-26
- Accepted Time:
- 2014-08-26 09:21:04
- Original Submission Date:
- 2014-08-25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1575599 | Marlin Midstream Partners Lp | FISH | Natural Gas Transmission (4922) | 462627595 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1582147 | Marlin Midstream Gp, Llc | 2105 Citywest Boulevard, Suite 100 Houston TX 77042 | No | No | Yes | No | |
1582148 | Marlin Idr Holdings, Llc | 2105 Citywest Boulevard, Suite 100 Houston TX 77042 | No | No | Yes | No | |
1582149 | Nudevco Midstream Development, Llc | 2105 Citywest Boulevard, Suite 100 Houston TX 77042 | No | No | Yes | No | |
1582155 | Nudevco Partners Holdings, Llc | 2105 Citywest Boulevard, Suite 100 Houston TX 77042 | No | No | Yes | No | |
1582158 | Nudevco Partners, Llc | 2105 Citywest Boulevard, Suite 100 Houston TX 77042 | No | No | Yes | No | |
1582187 | Iii Keith W Maxwell | C/O Marlin Midstream Partners, Lp 2105 City West Boulevard, Suite 100 Houston TX 77042 | See Footnotes 2 & 6 | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Units Representing Limited Partner Interests | Acquisiton | 2013-07-29 | 1 | $19.62 | 1,939,266 | No | 4 | P | Indirect | See footnotes |
Common Units Representing Limited Partner Interests | Acquisiton | 2013-08-27 | 185 | $19.28 | 1,939,451 | No | 4 | P | Indirect | See footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnotes |
No | 4 | P | Indirect | See footnotes |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Units Representing Limited Partner Interests | 33,200 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Units | Subordinated Units (Limited Partner Interests) | $0.00 | 8,724,545 | 8,724,545 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
8,724,545 | 8,724,545 | Indirect |
Footnotes
- Of the 1,939,266 units reported, 1,939,265 units are owned directly by NuDevco and 1 unit is owned directly by an immediate family member of W. Keith Maxwell III. Mr. Maxwell is the sole member of NuDevco Partners. NuDevco Partners is the sole member of NuDevco Holdings. NuDevco Holdings is the sole member of NuDevco. NuDevco is the sole member of both the General Partner and Marlin IDR Holdings. Accordingly, NuDevco Partners, NuDevco Holdings, NuDevco, the General Partner and Marlin IDR Holdings are direct and indirect wholly owned subsidiaries of Mr. Maxwell, and Mr. Maxwell, NuDevco Partners and NuDevco Holdings may be deemed to indirectly own the securities of the Issuer directly held by NuDevco and the General Partner, and NuDevco may be deemed to indirectly own the securities of the Issuer held directly by the General Partner, but each disclaims beneficial ownership except to the extent of his or its pecuniary interest therein.
- This Form 4 is filed jointly by W. Keith Maxwell III, NuDevco Partners, LLC ("NuDevco Partners"), NuDevco Partners Holdings, LLC ("NuDevco Holdings"), NuDevco Midstream Development, LLC ("NuDevco"), Marlin Midstream GP, LLC (the "General Partner") and Marlin IDR Holdings, LLC ("Marlin IDR Holdings") in connection with the open market purchase of common units representing limited partner interests in the issuer by an immediate family member of W. Keith Maxwell III.
- Includes 175 units acquired at a price of $19.28 each on August 27, 2013, and 3.51 units acquired on February 10, 2014 at a price of $17.45 each, 3.446 units acquired on May 7, 2014 at a price of $18.39 each and 3.362 units acquired on August 6, 2014 at a price of $19.48 each under a broker-dealer's dividend reinvestment program.
- Of the 1,939,451.318 units reported, 1,939,265 units are owned directly by NuDevco and 186.318 units are owned directly by immediate family members of W. Keith Maxwell III. Mr. Maxwell is the sole member of NuDevco Partners. NuDevco Partners is the sole member of NuDevco Holdings. NuDevco Holdings is the sole member of NuDevco. NuDevco is the sole member of both the General Partner and Marlin IDR Holdings. Accordingly, NuDevco Partners, NuDevco Holdings, NuDevco, the General Partner and Marlin IDR Holdings are direct and indirect wholly owned subsidiaries of Mr. Maxwell, and Mr. Maxwell, NuDevco Partners and NuDevco Holdings may be deemed to indirectly own the securities of the Issuer directly held by NuDevco and the General Partner, and NuDevco may be deemed to indirectly own the securities of the Issuer held directly by the General Partner, but each disclaims beneficial ownership except to the extent of his or its pecuniary interest therein.
- Each subordinated unit will convert into one common unit at the end of the subordination period described in the Issuer's Registration Statement on Form S-1 (Registration No. 333-189645).
- Mr. Maxwell is the sole member of NuDevco Partners. NuDevco Partners is the sole member of NuDevco Holdings. NuDevco Holdings is the sole member of NuDevco. NuDevco is the sole member of both the General Partner and Marlin IDR Holdings. Accordingly, NuDevco Partners, NuDevco Holdings, NuDevco, the General Partner and Marlin IDR Holdings are direct and indirect wholly owned subsidiaries of Mr. Maxwell, and Mr. Maxwell, NuDevco Partners and NuDevco Holdings may be deemed to indirectly own the securities of the Issuer directly held by NuDevco and the General Partner, and NuDevco may be deemed to indirectly own the securities of the Issuer held directly by the General Partner, but each disclaims beneficial ownership except to the extent of his or its pecuniary interest therein.