Filing Details
- Accession Number:
- 0001181431-14-030079
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-25 17:12:22
- Reporting Period:
- 2014-08-21
- Filing Date:
- 2014-08-25
- Accepted Time:
- 2014-08-25 17:12:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1492633 | Nielsen N.v. | NLSN | Services-Business Services, Nec (7389) | 980662038 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1039833 | W James Cuminale | C/O Nielsen N.v. 85 Broad Street New York NY 10004 | Chief Legal Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-08-21 | 25,312 | $32.00 | 106,031 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-08-21 | 21,250 | $32.00 | 127,281 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-08-21 | 12,500 | $18.40 | 139,781 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-08-21 | 59,062 | $48.37 | 80,719 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-08-22 | 23,087 | $16.00 | 103,806 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-08-22 | 8,100 | $32.00 | 111,906 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-08-22 | 32,452 | $18.40 | 144,358 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-08-22 | 23,692 | $30.19 | 168,050 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-08-22 | 87,331 | $47.69 | 80,719 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options to Purchase common stock | Disposition | 2014-08-21 | 25,312 | $0.00 | 25,312 | $32.00 |
| Common Stock | Options to Purchase common stock | Disposition | 2014-08-21 | 21,250 | $0.00 | 21,250 | $32.00 |
| Common Stock | Options to Purchase common stock | Disposition | 2014-08-21 | 12,500 | $0.00 | 12,500 | $18.40 |
| Common Stock | Options to Purchase common stock | Disposition | 2014-08-22 | 23,087 | $0.00 | 23,087 | $16.00 |
| Common Stock | Options to Purchase common stock | Disposition | 2014-08-22 | 8,100 | $0.00 | 8,100 | $32.00 |
| Common Stock | Options to Purchase common stock | Disposition | 2014-08-22 | 32,452 | $0.00 | 32,452 | $18.40 |
| Common Stock | Options to Purchase common stock | Disposition | 2014-08-22 | 23,692 | $0.00 | 23,692 | $30.19 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-02-02 | No | 4 | M | Direct | |
| 10,000 | 2017-02-02 | No | 4 | M | Direct | |
| 50,000 | 2020-03-18 | No | 4 | M | Direct | |
| 12,538 | 2017-02-02 | No | 4 | M | Direct | |
| 1,900 | 2017-02-02 | No | 4 | M | Direct | |
| 17,548 | 2020-03-18 | No | 4 | M | Direct | |
| 101,308 | 2018-05-11 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 16,497 | Indirect | By GRATs |
| Common Stock | 12,340 | Indirect | By Trust |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $48.24 to $48.76, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $47.50 to $48.12, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- These securities are held by grantor retained annuity trusts for which the Reporting Person is the sole trustee and sole annuitant. The reporting person disclaims beneficial ownership of the securities held by the trusts except to the extent of his pecuniary interest.
- These securities are held by a trust for which the Reporting Person's wife is the sole trustee and beneficiary. The reporting person disclaims beneficial ownership of the securities held by the trust except to the extent of his pecuniary interest.
- Represents options to purchase shares of common stock, of which 1,562 vested on the grant date (December 31, 2006), 5,938 vested on December 31, 2007, 5,938 vested on December 31, 2009, 5,938 vested on December 31, 2012, and 5,937 vested on December 31, 2013.
- Represents options to purchase shares of common stock of the Issuer, all of which are fully vested.
- Represents options to purchase shares of common stock of the Issuer, which ratably vest in four installments over 4 years beginning one year after the grant date (May 11, 2011).
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