Filing Details
- Accession Number:
- 0000914190-14-000375
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-25 17:06:51
- Reporting Period:
- 2014-08-21
- Filing Date:
- 2014-08-25
- Accepted Time:
- 2014-08-25 17:06:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1180145 | Cardiovascular Systems Inc | CSII | Surgical & Medical Instruments & Apparatus (3841) | 411698056 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1262327 | Augustine Lawlor | 47 Thorndike Street Suite B1-1 Cambridge MA 02141 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-08-21 | 361,235 | $28.05 | 0 | No | 4 | S | Indirect | By HealthCare Ventures VI, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By HealthCare Ventures VI, L.P. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 13,605 | Direct | |
Common Stock | 74,670 | Indirect | By HealthCare Ventures VIII, L.P. |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | $0.00 | 3,977 | 3,977 | Direct | ||
Common Stock | Restricted Stock Units | $0.00 | 11,628 | 11,628 | Direct | ||
Common Stock | Restricted Stock Units | $0.00 | 21,739 | 21,739 | Direct | ||
Common Stock | Restricted Stock Units | $0.00 | 7,192 | 7,192 | Direct | ||
Common Stock | Restricted Stock Units | $0.00 | 10,917 | 10,917 | Direct | ||
Common Stock | Restricted Stock Units | $0.00 | 4,580 | 4,580 | Direct | ||
Common Stock | Restricted Stock Units | $0.00 | 4,260 | 4,260 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
3,977 | 3,977 | Direct | |
11,628 | 11,628 | Direct | |
21,739 | 21,739 | Direct | |
7,192 | 7,192 | Direct | |
10,917 | 10,917 | Direct | |
4,580 | 4,580 | Direct | |
4,260 | 4,260 | Direct |
Footnotes
- The Reporting Person is a general partner of HealthCare Partners VI, L.P., the General Partner of the entity owning the shares. The Reporting Person disclaims beneficial ownership of those securities in which he does not have a pecuniary interest and this report shall not be deemed an admission that he is the beneficial owner of these securities for purposes of Section 16, except to the extent of his pecuniary interest therein.
- The Reporting Person is a managing director of HealthCare Partners VIII, LLC, the general Partner of HealthCare Partners VIII, L.P. ("HCPVIII"). HCPVIII is the general Partner of the entity owning the shares. The Reporting Person disclaims beneficial ownership of those securities in which he does not have a pecuniary interest and this report shall not be deemed an admission that he is the beneficial owner of these securities for purposes of Section 16, except to the extent of his pecuniary interest therein.
- Each restricted stock unit represents the right to receive a payment from CSI equal in value to the market price per share of CSI common stock on the date of payment, and shall be payable in cash or shares of Company common stock beginning six months following the termination of each director's board membership.
- Each restricted stock unit represents the right to receive a payment from CSI equal in value to the market price per share of CSI common stock on the date of payment, and shall be payable in cash or shares of Company common stock beginning six months following the termination of each director's board membership; provided, however, that the restricted stock units vest in quarterly amounts of 1,065 on each of September 30, 2014, December 31, 2014, March 31, 2015 and June 30, 2015.