Filing Details

Accession Number:
0000914190-14-000375
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-08-25 17:06:51
Reporting Period:
2014-08-21
Filing Date:
2014-08-25
Accepted Time:
2014-08-25 17:06:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1180145 Cardiovascular Systems Inc CSII Surgical & Medical Instruments & Apparatus (3841) 411698056
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1262327 Augustine Lawlor 47 Thorndike Street
Suite B1-1
Cambridge MA 02141
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-08-21 361,235 $28.05 0 No 4 S Indirect By HealthCare Ventures VI, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By HealthCare Ventures VI, L.P.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 13,605 Direct
Common Stock 74,670 Indirect By HealthCare Ventures VIII, L.P.
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Units $0.00 3,977 3,977 Direct
Common Stock Restricted Stock Units $0.00 11,628 11,628 Direct
Common Stock Restricted Stock Units $0.00 21,739 21,739 Direct
Common Stock Restricted Stock Units $0.00 7,192 7,192 Direct
Common Stock Restricted Stock Units $0.00 10,917 10,917 Direct
Common Stock Restricted Stock Units $0.00 4,580 4,580 Direct
Common Stock Restricted Stock Units $0.00 4,260 4,260 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
3,977 3,977 Direct
11,628 11,628 Direct
21,739 21,739 Direct
7,192 7,192 Direct
10,917 10,917 Direct
4,580 4,580 Direct
4,260 4,260 Direct
Footnotes
  1. The Reporting Person is a general partner of HealthCare Partners VI, L.P., the General Partner of the entity owning the shares. The Reporting Person disclaims beneficial ownership of those securities in which he does not have a pecuniary interest and this report shall not be deemed an admission that he is the beneficial owner of these securities for purposes of Section 16, except to the extent of his pecuniary interest therein.
  2. The Reporting Person is a managing director of HealthCare Partners VIII, LLC, the general Partner of HealthCare Partners VIII, L.P. ("HCPVIII"). HCPVIII is the general Partner of the entity owning the shares. The Reporting Person disclaims beneficial ownership of those securities in which he does not have a pecuniary interest and this report shall not be deemed an admission that he is the beneficial owner of these securities for purposes of Section 16, except to the extent of his pecuniary interest therein.
  3. Each restricted stock unit represents the right to receive a payment from CSI equal in value to the market price per share of CSI common stock on the date of payment, and shall be payable in cash or shares of Company common stock beginning six months following the termination of each director's board membership.
  4. Each restricted stock unit represents the right to receive a payment from CSI equal in value to the market price per share of CSI common stock on the date of payment, and shall be payable in cash or shares of Company common stock beginning six months following the termination of each director's board membership; provided, however, that the restricted stock units vest in quarterly amounts of 1,065 on each of September 30, 2014, December 31, 2014, March 31, 2015 and June 30, 2015.