Filing Details
- Accession Number:
- 0001261380-14-000067
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-22 19:37:10
- Reporting Period:
- 2014-08-22
- Filing Date:
- 2014-08-22
- Accepted Time:
- 2014-08-22 19:37:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1006045 | Iridex Corp | IRIX | Electromedical & Electrotherapeutic Apparatus (3845) | 770210467 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 898243 | B James Hawkins | 1212 Terra Bella Avenue Mountain View CA 94043 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-08-22 | 600 | $4.86 | 31,894 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-08-22 | 600 | $8.03 | 31,294 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option Right to Buy | Disposition | 2014-08-22 | 600 | $0.00 | 600 | $4.86 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-10-31 | No | 4 | M | Direct |
Footnotes
- This option was granted pursuant to IRIDEX Corporation's incentive 1998 Stock Plan and is exempt pursuant to Rule 16b-3.
- Shares subject to the option are fully vested and immediately exercisable.
Billionaire Hedge Funds
