Filing Details
- Accession Number:
- 0001127602-14-026340
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-22 19:12:20
- Reporting Period:
- 2014-08-21
- Filing Date:
- 2014-08-22
- Accepted Time:
- 2014-08-22 19:12:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1468516 | Aol Inc. | AOL | Services-Computer Processing & Data Preparation (7374) | 204268793 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1584517 | Donald Rosenthal | 22000 Aol Way Dulles VA 20166 | Svp & Ceo Aol Membership Group | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 | Acquisiton | 2014-08-21 | 9,386 | $17.59 | 41,676 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 | Disposition | 2014-08-21 | 9,386 | $43.62 | 32,290 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 | Acquisiton | 2014-08-21 | 7,776 | $19.00 | 40,066 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 | Disposition | 2014-08-21 | 7,776 | $43.62 | 32,290 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 | Acquisiton | 2014-08-21 | 5,541 | $16.26 | 37,831 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 | Disposition | 2014-08-21 | 5,541 | $43.62 | 32,290 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 | Disposition | 2014-08-21 | 12,142 | $43.62 | 20,148 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 | Stock Option (Right to Buy) | Disposition | 2014-08-21 | 9,386 | $0.00 | 9,386 | $17.59 |
| Common Stock, Par Value $0.01 | Stock Option (Right to Buy) | Disposition | 2014-08-21 | 7,776 | $0.00 | 7,776 | $19.00 |
| Common Stock, Par Value $0.01 | Stock Option (Right to Buy) | Disposition | 2014-08-21 | 5,541 | $0.00 | 5,541 | $16.26 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-06-30 | No | 4 | M | Direct | |
| 1,755 | 2021-02-03 | No | 4 | M | Direct | |
| 1,131 | 2022-02-14 | No | 4 | M | Direct |
Footnotes
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.54 to $43.67, inclusive. The reporting person undertakes to provide to AOL Inc., any securityholder of AOL Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (4) to this Form 4.
- The price report in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.54 to $43.67, inclusive.
- The price report in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.54 to $43.67, inclusive.
- The price report in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.54 to $43.68, inclusive.
- The option becomes exercisable over a four year period. One quarter of the shares subject to the option vested and became exercisable on July 1, 2011 and subject to the Reporting Person's continuous employment on each vesting date, the remaining shares subject to the option have vested and become exercisable or will vest and become exercisable on a pro rata monthly basis for the 36 month period thereafter.
- One quarter of the shares subject to the option vested and became exercisable on February 4, 2012 and subject to the Reporting Person's continuous employment on each vesting date, the remaining shares subject to the option have vested and become exercisable or will vest and become exercisable on a pro rata monthly basis for the 36 month period thereafter.
- The option becomes exercisable over a three year period. One third of the shares subject to the option vested and became exercisable on February 15, 2013 and subject to the Reporting Person's continuous employment on each vesting date, the remaining shares subject to the option have vested and become exercisable or will vest and become exercisable on a pro rata monthly basis for the 24 month period thereafter.
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