Filing Details
- Accession Number:
- 0001354327-14-000044
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-22 18:04:02
- Reporting Period:
- 2014-08-20
- Filing Date:
- 2014-08-22
- Accepted Time:
- 2014-08-22 18:04:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1354327 | Pgt Inc. | PGTI | Metal Doors, Sash, Frames, Moldings & Trim (3442) | 200634715 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1366234 | Iii Mario Ferrucci | Pgt, Inc. 1070 Technology Drive North Venice FL 34275 | Vp And General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2014-08-20 | 25,954 | $2.00 | 55,821 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2014-08-20 | 25,954 | $10.50 | 29,867 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2014-08-21 | 24,900 | $2.00 | 54,767 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2014-08-21 | 24,900 | $10.52 | 29,867 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2014-08-22 | 46,662 | $2.00 | 76,529 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2014-08-22 | 46,662 | $10.52 | 29,867 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2014-08-20 | 97,516 | $0.00 | 97,516 | $2.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 74,356 | 2020-04-06 | No | 4 | M | Direct |
Footnotes
- The transactions reported in this Form 4 were effected on August 20, 21 and 22, 2014 pursuant to a binding Trading Plan executed by the reporting person on June 12, 2014.
- An aggregate of 293,968 options exercisable in five approximately equal annual installments beginning on April 6, 2011.
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