Filing Details
- Accession Number:
- 0001209191-14-054035
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-22 16:15:24
- Reporting Period:
- 2014-08-22
- Filing Date:
- 2014-08-22
- Accepted Time:
- 2014-08-22 16:15:24
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
949119 | Iii I Lloyd Miller | 222 Lakeview Avenue Suite 160-365 West Palm Beach FL 33401 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-08-22 | 521,739 | $1.15 | 638,776 | No | 4 | P | Indirect | By Trust C - Lloyd I. Miller |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Trust C - Lloyd I. Miller |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 156,428 | Direct | |
Common Stock | 144,985 | Indirect | By LIMFAM LLC |
Common Stock | 83,764 | Indirect | By Milfam II L.P. |
Common Stock | 13,017 | Indirect | By Trust D - Lloyd I. Miller |
Common Stock | 0 | Indirect | By Milgrat (Z8) |
Common Stock | 2,188,893 | Indirect | By Trust A-4 - Lloyd I. Miller |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Warrant | $0.01 | 2014-04-14 | 2017-04-13 | 1,100,000 | 1,100,000 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2017-04-13 | 1,100,000 | 1,100,000 | Indirect |
Footnotes
- The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
- On July 16, 2014, 28,120 securities held by Milgrat (Z8) were transferred to Trust C. Such transaction only effected a change in the form of beneficial ownership without changing the reporting person's pecuniary interest in such securities and was exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-13.