Filing Details
- Accession Number:
- 0001140361-14-033897
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-22 16:08:21
- Reporting Period:
- 2014-08-20
- Filing Date:
- 2014-08-22
- Accepted Time:
- 2014-08-22 15:08:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
8146 | Astro Med Inc W | ALOT | Computer Peripheral Equipment, Nec (3577) | 050318215 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1527099 | Iii W. Albert Ondis | C/O Astro-Med, Inc. 600 East Greenwich Avenue West Warwick RI 02893 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-08-20 | 1,059 | $13.67 | 1,435,480 | No | 4 | S | Indirect | Held by the Estate of Albert W. Onids of which the reporting person is a co-executor. |
Common Stock | Disposition | 2014-08-21 | 100 | $13.60 | 1,435,380 | No | 4 | S | Indirect | Held by the Estate of Albert W. Onids of which the reporting person is a co-executor. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Held by the Estate of Albert W. Onids of which the reporting person is a co-executor. |
No | 4 | S | Indirect | Held by the Estate of Albert W. Onids of which the reporting person is a co-executor. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,858 | Indirect | Held under the Issuer's Employee Stock Ownership Plan for the account of Albert W. Ondis. |
Common Stock | 317 | Indirect | Held under the Issuer's Employee Stock Ownership Plan for the account of the reporting person. |
Common Stock | 1,658 | Indirect | Held in trust for a child of the reporting person for which the reporting person is a trustee. |
Common Stock | 122,097 | Direct |
Footnotes
- The sale was made pursuant to the Rule 10b5-1 Trading Plan of the Estate of Albert W. Ondis of which reporting person is a co-executor.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.60 to $13.94, inclusive.
- The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.