Filing Details
- Accession Number:
- 0001144204-14-052068
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-22 12:53:17
- Reporting Period:
- 2014-08-01
- Filing Date:
- 2014-08-22
- Accepted Time:
- 2014-08-22 12:53:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1004724 | Adcare Health Systems Inc | ADK | Services-Skilled Nursing Care Facilities (8051) | 311332119 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1021550 | J Anthony Cantone | 766 Shrewsbury Avenue Tinton Falls NJ 07724 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-08-01 | 200 | $4.71 | 584,426 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-08-01 | 134,048 | $3.73 | 718,474 | No | 4 | C | Direct | |
| Common Stock | Disposition | 2014-08-04 | 10,000 | $4.80 | 708,474 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-08-11 | 20,000 | $4.86 | 688,474 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-08-12 | 5,000 | $4.98 | 683,474 | No | 4 | S | Indirect | IRA |
| Common Stock | Disposition | 2014-08-13 | 17,943 | $5.00 | 665,531 | No | 4 | S | Indirect | Jt with Spouse |
| Common Stock | Disposition | 2014-08-13 | 37,200 | $5.01 | 628,331 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-08-13 | 8,261 | $5.00 | 620,070 | No | 4 | S | Indirect | Spouse IRA |
| Common Stock | Disposition | 2014-08-14 | 139 | $5.00 | 619,931 | No | 4 | S | Indirect | Spouse IRA |
| Common Stock | Disposition | 2014-08-15 | 24,758 | $5.00 | 595,173 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-08-18 | 24,500 | $4.95 | 570,673 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-08-18 | 34,973 | $4.98 | 535,700 | No | 4 | S | Indirect | CAM |
| Common Stock | Disposition | 2014-08-19 | 550 | $5.00 | 535,150 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-08-19 | 8,299 | $4.96 | 526,851 | No | 4 | S | Indirect | CRI |
| Common Stock | Disposition | 2014-08-19 | 4,300 | $4.98 | 522,551 | No | 4 | S | Indirect | IRA |
| Common Stock | Disposition | 2014-08-20 | 2,000 | $4.78 | 520,551 | No | 4 | S | Indirect | CRI |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | IRA |
| No | 4 | S | Indirect | Jt with Spouse |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | Spouse IRA |
| No | 4 | S | Indirect | Spouse IRA |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | CAM |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | CRI |
| No | 4 | S | Indirect | IRA |
| No | 4 | S | Indirect | CRI |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | 2010 Convertible Note | Acquisiton | 2014-08-01 | 134,048 | $0.00 | 134,048 | $3.73 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-10-26 | 2014-08-29 | No | 4 | C | Direct |
Footnotes
- "CAM" is Cantone Asset Management, LLC, of which the Reporting Person is the managing member.
- "CRI" is Cantone Research, Inc., of which the Reporting Person is the president and sole shareholder.
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