Filing Details
- Accession Number:
- 0001234452-14-000256
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-22 11:57:44
- Reporting Period:
- 2014-08-20
- Filing Date:
- 2014-08-22
- Accepted Time:
- 2014-08-22 11:57:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
804328 | Qualcomm Inc | QCOM | Radio & Tv Broadcasting & Communications Equipment (3663) | 953685934 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1191310 | E Paul Jacobs | 5775 Morehouse Dr. San Diego CA 92121-1714 | Executive Chairman | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-08-20 | 5,053 | $75.22 | 300,859 | No | 4 | S | Indirect | By GRAT |
Common Stock | Disposition | 2014-08-20 | 5,053 | $75.22 | 300,859 | No | 4 | S | Indirect | by GRAT S |
Common Stock | Acquisiton | 2014-08-20 | 45,546 | $44.02 | 665,259 | No | 4 | M | Indirect | by Trust |
Common Stock | Disposition | 2014-08-20 | 45,546 | $75.21 | 619,713 | No | 4 | S | Indirect | by Trust |
Common Stock | Acquisiton | 2014-08-21 | 3,690 | $44.02 | 623,403 | No | 4 | M | Indirect | by Trust |
Common Stock | Acquisiton | 2014-08-21 | 44,286 | $44.02 | 667,689 | No | 4 | M | Indirect | by Trust |
Common Stock | Acquisiton | 2014-08-21 | 22,024 | $44.75 | 689,713 | No | 4 | M | Indirect | by Trust |
Common Stock | Disposition | 2014-08-21 | 22,024 | $76.72 | 667,689 | No | 4 | S | Indirect | by Trust |
Common Stock | Disposition | 2014-08-21 | 3,690 | $76.72 | 663,999 | No | 4 | S | Indirect | by Trust |
Common Stock | Disposition | 2014-08-21 | 44,286 | $76.72 | 619,713 | No | 4 | S | Indirect | by Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By GRAT |
No | 4 | S | Indirect | by GRAT S |
No | 4 | M | Indirect | by Trust |
No | 4 | S | Indirect | by Trust |
No | 4 | M | Indirect | by Trust |
No | 4 | M | Indirect | by Trust |
No | 4 | M | Indirect | by Trust |
No | 4 | S | Indirect | by Trust |
No | 4 | S | Indirect | by Trust |
No | 4 | S | Indirect | by Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-08-20 | 45,546 | $0.00 | 45,546 | $44.02 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-08-21 | 3,690 | $0.00 | 3,690 | $44.02 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-08-21 | 44,286 | $0.00 | 44,286 | $44.02 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-08-21 | 22,024 | $0.00 | 22,024 | $44.75 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
47,976 | 2015-11-03 | No | 4 | M | Indirect | |
44,286 | 2015-11-03 | No | 4 | M | Indirect | |
0 | 2015-11-03 | No | 4 | M | Indirect | |
41,981 | 2019-11-08 | No | 4 | M | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 30,041 | Direct |
Footnotes
- The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
- The sale prices for this transaction ranged from $74.9000 to $75.4432. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
- Securities held by Harlan A. Jacobs, Trustee of The Paul E. Jacobs Grantor Retained Annuity Trust (GRAT).
- Securities held by Harlan A. Jacobs, Trustee of The Stacy R. Jacobs Grantor Retained Annuity Trust (GRAT).
- Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.
- The sale prices for this transaction ranged from $75.210 to $75.215. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
- The sale prices for this transaction ranged from $76.710 to $76.765. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
- The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.