Filing Details
- Accession Number:
- 0001547522-14-000066
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-22 10:25:34
- Reporting Period:
- 2014-08-19
- Filing Date:
- 2014-08-22
- Accepted Time:
- 2014-08-22 10:25:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 811641 | Immucell Corp | ICCC | In Vitro & In Vivo Diagnostic Substances (2835) | 010382980 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1043218 | E Jonathan Rothschild | C/O Immucell Corporation 56 Evergreen Drive Portland ME 04103 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.10 Per Share | Acquisiton | 2014-08-19 | 200 | $4.63 | 510,636 | No | 4 | P | Direct | |
| Common Stock, Par Value $0.10 Per Share | Acquisiton | 2014-08-19 | 500 | $4.50 | 511,136 | No | 4 | P | Direct | |
| Common Stock, Par Value $0.10 Per Share | Acquisiton | 2014-08-19 | 1,000 | $4.51 | 512,136 | No | 4 | P | Direct | |
| Common Stock, Par Value $0.10 Per Share | Acquisiton | 2014-08-19 | 500 | $4.50 | 512,636 | No | 4 | P | Direct | |
| Common Stock, Par Value $0.10 Per Share | Acquisiton | 2014-08-19 | 200 | $4.63 | 512,836 | No | 4 | P | Direct | |
| Common Stock, Par Value $0.10 Per Share | Acquisiton | 2014-08-20 | 200 | $4.61 | 513,036 | No | 4 | P | Direct | |
| Common Stock, Par Value $0.10 Per Share | Acquisiton | 2014-08-20 | 200 | $4.66 | 513,236 | No | 4 | P | Direct | |
| Common Stock, Par Value $0.10 Per Share | Acquisiton | 2014-08-20 | 200 | $4.60 | 513,436 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Footnotes
- These shares were acquired by Arterio Inc., a corporation owned soley by Mr. Rothschild
- This figure includes 216,255 shares of common stock held by Arterio Inc., a corporation owned soley by Mr. Rothschild and 39,255 shares held by the estate of Mr. Rothschild's parents. Mr. Rothschild is the executor of his parents' estate and is a one-third beneficiary of that estate. The distribution of the assets of that estate has not yet been resolved.
Billionaire Hedge Funds
