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Home > Insider Trading > Filing (0001181431-14-029922)

Filing Details

Accession Number:: 0001181431-14-029922
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-08-22 10:22:58
Reporting Period:: 2014-08-21

Filing Date:: 2014-08-22
Accepted Time:: 2014-08-22 10:22:58
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
880631	Wisdomtree Investments Inc.	WETF	Security Brokers, Dealers & Flotation Companies (6211)	133487784

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1526069	Iii Luciano Siracusano	C/O Wisdomtree Investments, Inc. 245 Park Avenue, 35Th Floor New York NY 10167	Chief Investment Strategist	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-08-21	116,953	$0.16	447,825	No	4	M	Direct
Common Stock	Disposition	2014-08-21	116,953	$11.00	330,872	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (right to buy)	Disposition	2014-08-21	116,953	$0.00	116,953	$0.16

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2014-11-09	No	4	M	Direct

Footnotes

Exercisable as to 67,390 shares on November 10, 2005 and 2007 and exercisable as to an additional 67,391 shares on each of November 10, 2006, 2008 and 2009.
Includes restricted stock award which vests as to 21,073 shares on each of January 22, 2015 and 2016.