Filing Details
- Accession Number:
- 0001614094-14-000007
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-21 18:57:55
- Reporting Period:
- 2014-08-20
- Filing Date:
- 2014-08-21
- Accepted Time:
- 2014-08-21 17:57:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1002047 | Netapp Inc. | NTAP | Computer Storage Devices (3572) | 770307520 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1346429 | E Robert Salmon | 495 East Java Drive Sunnyvale CA 94089 | President, Head Of Go-To-Mkt | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-08-20 | 30,000 | $34.24 | 72,484 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-08-20 | 30,000 | $40.87 | 42,484 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-08-20 | 30,000 | $0.00 | 30,000 | $34.24 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 29,517 | 2016-03-14 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 14,487 | Indirect | by Trust1 |
| Common Stock | 240 | Indirect | by Trust2 |
| Common Stock | 240 | Indirect | by Trust3 |
Footnotes
- The price in Column 4 is a weighted average price. The prices actually received ranged from $40.78 to $40.975. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- Shares held in trust by Patricia Mertens-Salmon, Custodian for Michael T. Salmon UTMA CA.
- Shares held in trust by Patricia Mertens-Salmon, Custodian for Gregory Salmon UTMA CA.
- Option vests with respect to 25% of the option shares on the first anniversary of the grant date and the balance in a series of equal monthly installments over the next 36 months of service thereafter.
Billionaire Hedge Funds
