Filing Details
- Accession Number:
- 0001144204-14-051941
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-21 17:01:27
- Reporting Period:
- 2014-08-19
- Filing Date:
- 2014-08-21
- Accepted Time:
- 2014-08-21 17:01:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1463101 | Enphase Energy Inc. | ENPH | Semiconductors & Related Devices (3674) | 204645388 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1040273 | Third Point Llc | 390 Park Avenue New York NY 10022 | No | No | Yes | No | |
1300345 | S Daniel Loeb | C/O Third Point Llc 390 Park Avenue New York NY 10022 | Yes | No | Yes | No | |
1341499 | P L Qualified Partners Point Third | C/O Third Point Llc 390 Park Avenue New York NY 10022 | No | No | Yes | No | |
1403112 | Third Point Partners Lp | C/O Third Point Llc 390 Park Avenue New York NY 10022 | No | No | Yes | No | |
1453151 | Third Point Offshore Master Fund, L.p. | C/O Third Point Llc 390 Park Avenue New York NY 10022 | No | No | Yes | No | |
1546187 | L.p. Fund Master Ultra Point Third | C/O Third Point Llc 390 Park Avenue New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.00001 Par Value | Disposition | 2014-08-19 | 1,200,000 | $10.27 | 6,248,987 | No | 4 | S | Indirect | See Footnote |
Common Stock, $0.00001 Par Value | Disposition | 2014-08-19 | 81,360 | $10.27 | 423,684 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Direct |
Footnotes
- On August 14, 2014, the Issuer entered into an underwriting agreement (the "Underwriting Agreement") with Needham & Company, LLC as representative of the several underwriters named therein (collectively, the "Underwriters"), and certain stockholders of the Issuer named therein, in connection with a registered underwritten public offering of the Issuer's common stock. Subject to the terms and conditions of the Underwriting Agreement, on August 19, 2014, the Reporting Persons sold to the Underwriters, and the Underwriters purchased from the Reporting Persons, an aggregate of 1,281,360 shares of Common Stock.
- The price represents the public offering price of $10.50 per share, net underwriting discounts of $0.4731 per share.
- Third Point acts as the investment manager of certain funds and managed accounts (the "Funds"), including Third Point Offshore Master Fund L.P. ("Offshore Master"), Third Point Partners L.P. ("Partners"), Third Point Partners Qualified L.P. ("Qualified"), and Ultra. Third Point, as investment manager of the Funds, and Daniel S. Loeb, as Chief Executive Officer of Third Point, each may be deemed to beneficially own the shares of Common Stock held by the Funds. (continued in footnote 4)
- (continued from footnote 3) Each of Third Point and Mr. Loeb disclaims beneficial ownership of any securities reported herein except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission that Third Point or Mr. Loeb is the beneficial owner of or has any pecuniary interest in such securities for purposes of Section 16 of the Securities Exchange Act, as amended (the "Act") and the rules promulgated thereunder or for any other purpose. Each of Partners, Qualified, Offshore Master and Ultra hereby disclaims beneficial ownership of any securities reported herein other than those that it directly holds, for purposes of Section 16 of the Act and the rules promulgated thereunder or for any other purpose.