Filing Details
- Accession Number:
- 0000891839-14-000091
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-21 16:57:18
- Reporting Period:
- 2014-08-20
- Filing Date:
- 2014-08-21
- Accepted Time:
- 2014-08-21 16:57:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
716314 | Graham Corp | GHM | General Industrial Machinery & Equipment (3560) | 161194720 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1457678 | Jeffrey Glajch | C/O Graham Corporation 20 Florence Avenue Batavia NY 14020 | Vp-Finance; Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-08-20 | 2,500 | $30.16 | 47,501 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $15.25 | 2013-05-20 | 2020-05-20 | 1,739 | 1,739 | Direct |
Common Stock | Stock Option (Right to Buy) | $18.65 | 2022-05-30 | 7,141 | 7,141 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2020-05-20 | 1,739 | 1,739 | Direct |
2022-05-30 | 7,141 | 7,141 | Direct |
Footnotes
- Includes 359 shares acquired under the Graham Corporation Employee Stock Purchase Plan.
- This option was previously reported by Mr. Glajch.
- This option was previously reported by Mr. Glajch and is exercisable 33 1/3% per year over three years beginning on the first anniversary of the 5/30/12 grant date.