Filing Details

Accession Number:
0001179110-14-013096
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-08-21 16:13:48
Reporting Period:
2014-08-19
Filing Date:
2014-08-21
Accepted Time:
2014-08-21 16:13:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
826683 Merriman Holdings Inc MERR Security Brokers, Dealers & Flotation Companies (6211) 112936371
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1022711 Jonathan D Merriman 600 California Street
9Th Floor
San Francisco CA 94108
Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-08-19 2,200 $3.30 18,576,765 No 4 P Indirect Shares titled to filer's minor son.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Shares titled to filer's minor son.