Filing Details
- Accession Number:
- 0001179110-14-013096
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-21 16:13:48
- Reporting Period:
- 2014-08-19
- Filing Date:
- 2014-08-21
- Accepted Time:
- 2014-08-21 16:13:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
826683 | Merriman Holdings Inc | MERR | Security Brokers, Dealers & Flotation Companies (6211) | 112936371 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1022711 | Jonathan D Merriman | 600 California Street 9Th Floor San Francisco CA 94108 | Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-08-19 | 2,200 | $3.30 | 18,576,765 | No | 4 | P | Indirect | Shares titled to filer's minor son. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Shares titled to filer's minor son. |