Filing Details
- Accession Number:
- 0001499416-14-000063
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-21 15:35:18
- Reporting Period:
- 2014-08-19
- Filing Date:
- 2014-08-21
- Accepted Time:
- 2014-08-21 15:35:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1173752 | Aruba Networks Inc. | ARUN | Computer Peripheral Equipment, Nec (3577) | 020579097 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1393353 | Keerti Melkote | 1344 Crossman Avenue Sunnyvale CA 94089 | Chief Technical Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-08-19 | 16,400 | $7.58 | 94,088 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-08-19 | 16,400 | $20.09 | 77,688 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-08-20 | 37,600 | $7.58 | 115,288 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-08-20 | 37,600 | $20.05 | 77,688 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-08-19 | 16,400 | $0.00 | 16,400 | $7.58 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-08-20 | 37,600 | $0.00 | 37,600 | $7.58 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 100,600 | 2016-06-11 | No | 4 | M | Direct | |
| 63,000 | 2016-06-11 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,328 | Indirect | by Daughter |
| Common Stock | 3,328 | Indirect | by Son |
| Common Stock | 304 | Indirect | by Spouse |
| Common Stock | 1,259,723 | Indirect | by Trust |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- Sales prices range from $20.00 per share to $20.16 per share. Sale price listed represents the weighted average sale price of all 16,400 shares sold.
- Sale prices range from $20.04 to $20.06 per share. Sale price listed represents the weighted average sale price of all 37,600 shares sold.
- Includes an aggregate of 75,000 unvested restricted stock units. In the event the Reporting Person ceases to be a Service Provider before these restricted stock units vest, the unvested restricted stock units will be forfeited to the Issuer. Since the reporting person's last filing 25,775 shares were transferred to indirect holdings by Trust.
- Shares held in custodial account.
- 25% of the shares subject to this option will vest and become exercisable on June 12, 2010, and the remaining shares will vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on June 12, 2013.
- This is not a reportable field.
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