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Filing Details

Accession Number:: 0001127602-14-026198
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-08-21 15:29:56
Reporting Period:: 2014-08-19

Filing Date:: 2014-08-21
Accepted Time:: 2014-08-21 15:29:56
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1137774	Prudential Financial Inc	PRU	Life Insurance (6311)	223703799

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1184670	B Mark Grier	751 Broad Street, 4Th Floor Attn. Corporate Compliance Newark NJ 07102	Vice Chairman	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2014-08-19	120,806	$80.00	371,091	No	4	M	Direct
Common Stock	Acquisiton	2014-08-19	132,267	$64.01	503,358	No	4	M	Direct
Common Stock	Acquisiton	2014-08-19	115,790	$59.41	619,148	No	4	M	Direct
Common Stock	Acquisiton	2014-08-19	67,829	$57.00	686,977	No	4	M	Direct
Common Stock	Disposition	2014-08-19	408,076	$89.42	278,901	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	1/18/08 Employee Stock Option (Right to Buy)	Disposition	2014-08-19	120,806	$0.00	120,806	$80.00
Common Stock	2011 Employee Stock Option (Right to Buy)	Disposition	2014-08-19	132,267	$0.00	132,267	$64.01
Common Stock	2012 Employee Stock Option (Right to Buy)	Disposition	2014-08-19	115,790	$0.00	115,790	$59.41
Common Stock	2013 Employee Stock Option (Right to Buy)	Disposition	2014-08-19	67,829	$0.00	67,829	$57.00

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2018-01-18	No	4	M	Direct
0	2021-02-08	No	4	M	Direct
57,895	2022-02-14	No	4	M	Direct
135,660	2023-02-12	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	21,184	Indirect	By 401(k)

Footnotes

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.22 to $89.73 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
Following the transactions reported on this Form 4, Mr. Grier continues to hold 278,901 shares directly and 21,184 shares indirectly in a 401(k) account. Mr. Grier also holds an additional 129,979 vested stock options, 254,162 unvested stock options, and 72,015 target performance shares (the exact number awarded being dependent on achievement of performance goals).
Amount reported has been adjusted to include 322 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between December 31, 2013 and June 30, 2014 based on a plan statement dated June 30, 2014. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).
The option vests with 50% after 2 years on 1/18/2010, 25% after year 3 on 1/18/2011, and 25% after year 4 on 1/18/2012.
The options vest in three equal annual installments beginning on February 8, 2012.
The options vest in three equal annual installments beginning on February 14, 2013.
The options vest in three equal annual installments beginning on February 12, 2014.