Filing Details
- Accession Number:
- 0001209191-14-053736
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-20 22:15:24
- Reporting Period:
- 2014-08-18
- Filing Date:
- 2014-08-20
- Accepted Time:
- 2014-08-20 21:15:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1561627 | Exone Co | XONE | Printing Trades Machinery & Equipment (3555) | 261480640 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1612086 | Guihua Tu | Rm. 24-2, Bld 10, Project B, Huaguoyuan, Nanming District Guiyang, Guizhou Province F4 00000 | No | No | Yes | No | |
1612088 | Ltd Holdings Fame Mega | P.o. Box 957, Offshore Incorporations Centre, Road Town Tortola D8 00000 | No | No | Yes | No | |
1612091 | Ltd Ventures Century Novel | P.o. Box 957, Offshore Incorporations Centre, Road Town Tortola D8 00000 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-08-18 | 149,410 | $27.18 | 1,783,501 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-08-19 | 99,600 | $27.35 | 1,683,901 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-08-19 | 400 | $28.22 | 1,683,501 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.77 inclusive. The reporting person undertakes to provide to The ExOne Company (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- The shares are owned directly by Novel Century Ventures Limited, who is a member of a "group" with Tu Guihua and Mega Fame Holdings Limited for purposes of Section 13(d) of the Securities Exchange Act of 1934.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.11 to $ 28.09 inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.19 to $28.29 inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.