Filing Details
- Accession Number:
- 0001140361-14-033691
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-08-20 19:55:00
- Reporting Period:
- 2014-08-14
- Filing Date:
- 2014-08-20
- Accepted Time:
- 2014-08-20 19:55:00
- Original Submission Date:
- 2014-08-18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1332349 | Brookdale Senior Living Inc. | BKD | Services-Nursing & Personal Care Facilities (8050) | 203068069 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1343261 | J Mark Schulte | 515 North State Street Suite 1750 Chicago IL 60654 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-08-14 | 10,000 | $33.10 | 184,542 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-08-14 | 20,000 | $33.11 | 125,163 | No | 4 | S | Indirect | By GRAT |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | By GRAT |
Footnotes
- On August 18, 2014, the reporting person filed a Form 4 (the "Original Form 4") reporting a sale of 10,000 shares at a rounded price of $33.10. This transaction was actually executed in multiple trades at prices ranging from $33.07 to $33.16. The price reported above reflects the weighted average sale price for the transaction. The reporting person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price. The Original Form 4 is hereby amended to reflect the inclusion of the information in this footnote and the weighted average sale price.
- The Original Form 4 omitted to reflect this transaction and, consequently, incorrectly stated the number of shares held indirectly by the reporting person through the GRAT. The Original Form 4 is hereby amended to reflect the inclusion of this transaction and the updated number of shares held indirectly by the reporting person through the GRAT.
- This transaction was executed in multiple trades at prices ranging from $33.08 to $33.17. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
Billionaire Hedge Funds
