Filing Details
- Accession Number:
- 0001209191-14-053725
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-20 20:13:07
- Reporting Period:
- 2014-08-18
- Filing Date:
- 2014-08-20
- Accepted Time:
- 2014-08-20 19:13:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 719739 | Svb Financial Group | SIVB | State Commercial Banks (6022) | 942856336 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1518729 | Bruce Wallace | Svb Financial Group 3005 Tasman Drive Santa Clara CA 95054 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-08-18 | 525 | $19.48 | 5,964 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-08-18 | 2,350 | $71.11 | 8,314 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-08-18 | 525 | $107.95 | 7,789 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-08-18 | 2,350 | $107.95 | 5,439 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2014-08-18 | 2,350 | $71.11 | 2,350 | $71.11 |
| Common Stock | Stock Option | Disposition | 2014-08-18 | 525 | $19.48 | 525 | $19.48 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 7,050 | 2014-04-30 | 2020-04-30 | No | 4 | M | Direct |
| 0 | 2010-04-28 | 2016-04-28 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 230 | Indirect | By 401(k)/ESOP |
Footnotes
- The information in this report is based on 401(k)/ESOP Plan statement dated as of June 30, 2014.
Billionaire Hedge Funds
