Filing Details
- Accession Number:
- 0001127602-14-026096
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-20 18:52:03
- Reporting Period:
- 2014-08-20
- Filing Date:
- 2014-08-20
- Accepted Time:
- 2014-08-20 18:52:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
38777 | Franklin Resources Inc | BEN | Investment Advice (6282) | 132670991 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1278555 | M John Lusk | C/O Franklin Resources, Inc. One Franklin Parkway San Mateo CA 94403-1906 | Evp-Investment Management | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.10 | Disposition | 2013-11-25 | 200 | $0.00 | 86,172 | No | 5 | G | Indirect | By Trust |
Common Stock, Par Value $.10 | Disposition | 2014-08-20 | 14,704 | $55.74 | 72,510 | No | 4 | S | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $.10 | 49,288 | Direct | |
Common Stock, Par Value $.10 | 1,367 | Indirect | By 401(k) |
Footnotes
- Not applicable.
- Revocable living trust for which Reporting Person and spouse are co-trustees with shared voting and investment power, for the benefit of Reporting Person and spouse.
- Since last filing, includes 1,042 shares previously reported by Reporting Person under direct shares.
- Of the amount of securities beneficially owned, 35,969 shares represent unvested restricted stock awards.
- Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of April 11, 2014.