Filing Details
- Accession Number:
- 0001209191-14-053721
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-20 18:40:38
- Reporting Period:
- 2014-08-18
- Filing Date:
- 2014-08-20
- Accepted Time:
- 2014-08-20 18:40:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1439404 | Zynga Inc | ZNGA | Services-Computer Processing & Data Preparation (7374) | 421733483 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1229590 | B William Gordon | C/O Kleiner Perkins Caufield Byers 2750 Sand Hill Road Menlo Park CA 94025 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2014-08-18 | 253,971 | $0.00 | 375,000 | No | 4 | C | Direct | |
Class A Common Stock | Disposition | 2014-08-18 | 375,000 | $3.00 | 0 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2014-08-19 | 125,000 | $0.00 | 125,000 | No | 4 | C | Direct | |
Class A Common Stock | Disposition | 2014-08-19 | 125,000 | $3.05 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | S | Direct | |
No | 4 | C | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | Disposition | 2014-08-18 | 253,971 | $0.00 | 253,971 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2014-08-19 | 125,000 | $0.00 | 125,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
657,147 | No | 4 | C | Direct | ||
532,147 | No | 4 | C | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 15,217,880 | Indirect | See footnote |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | $0.00 | 37,323,908 | 37,323,908 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 1,679,723 | 1,679,723 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 102,287 | 102,287 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
37,323,908 | 37,323,908 | Indirect | |
1,679,723 | 1,679,723 | Indirect | |
102,287 | 102,287 | Indirect |
Footnotes
- The transaction was effected pursuant to a Rule 10b5-1 plan dated May 30, 2014
- The shares are directly held by KPCB XIII. The managing member of KPCB XIII is KPCB XIII Associates, LLC ("XIII Associates"). The voting and dispositive control over the shares is shared by individual managing directors of XIII Associates, including Mr. Gordon, none of whom has veto power. Excludes 3,724,980 shares in the aggregate beneficially owned by individuals and entities associated with Kleiner Perkins Caufield & Byers and held for convenience in the name of "KPCB Holdings, Inc. as nominee," for the accounts of such individuals and entities who each exercise their own voting and dispositive control over such shares.
- Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock and Class C Common Stock together represent less than 10% of the aggregate combined voting power of the Issuer's capital stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon the earlier of (i) any transfer, whether or not for value, (subject to certain exceptions), or (ii) the death of the Reporting Person.
- The shares are directly held by KPCB Digital Growth Fund, LLC ("KPCB DGF"). The managing member of KPCB DGF is KPCB DGF Associates, LLC ("DGF Associates"). The voting and dispositive control over the shares is shared by individual managing members of DGF Associates, including Mr. Gordon, none of whom has veto power.
- The shares are directly held by KPCB Digital Growth Founders Fund, LLC ("KPCB DGFF"). The managing member of KPCB DGFF is DGF Associates. The voting and dispositive control over the shares is shared by individual managing members of DGF Associates, including Mr. Gordon, none of whom has veto power.