Filing Details
- Accession Number:
- 0001222271-14-000007
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-20 18:29:25
- Reporting Period:
- 2014-08-18
- Filing Date:
- 2014-08-20
- Accepted Time:
- 2014-08-20 18:29:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1002047 | Netapp Inc. | NTAP | Computer Storage Devices (3572) | 770307520 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1222271 | Thomas Georgens | 495 East Java Drive Sunnyvale CA 94089 | Chairman Of The Board And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-08-18 | 78,191 | $24.72 | 88,520 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-08-18 | 78,191 | $41.11 | 10,329 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-08-19 | 71,809 | $24.72 | 82,138 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-08-19 | 71,809 | $41.03 | 10,329 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-08-18 | 78,191 | $0.00 | 78,191 | $24.72 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-08-19 | 71,809 | $0.00 | 71,809 | $24.72 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
167,643 | 2016-09-14 | No | 4 | M | Direct | |
95,834 | 2016-09-14 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 532 | Indirect | by Spouse |
Footnotes
- The price in Column 4 is a weighted average price. The prices actually received ranged from $41.10 to $41.175. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- The price in Column 4 is a weighted average price. The prices actually received ranged from $41.00 to $41.125. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- Mr. Georgens disclaims beneficial ownership of these shares.
- Option vests with respect to 25% of the option shares on August 19, 2010, and the balance in a series of equal monthly installments over the next 36 months of service thereafter.