Filing Details
- Accession Number:
- 0001181431-14-029809
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-20 17:25:30
- Reporting Period:
- 2014-08-18
- Filing Date:
- 2014-08-20
- Accepted Time:
- 2014-08-20 17:25:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1463101 | Enphase Energy Inc. | ENPH | Semiconductors & Related Devices (3674) | 204645388 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1543879 | Jeff Loebbaka | C/O Enphase Energy, Inc. 1420 N. Mcdowell Blvd. Petaluma CA 94954 | Svp, Worldwide Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-08-18 | 5,320 | $1.63 | 105,320 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-08-18 | 5,320 | $12.60 | 100,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-08-18 | 8,907 | $12.60 | 91,093 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified stock option (right to buy) | Disposition | 2014-08-18 | 5,320 | $0.00 | 5,320 | $1.63 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 23,501 | 2020-06-02 | No | 4 | M | Direct |
Footnotes
- Automatic stock option exercise and same-day sale pursuant to a Rule 10b-5-1 trading plan adopted by the reporting person on May 29, 2014.
- When both ISO and NQ Stock Options granted on 6/3/2010 are combined, they vest over 4 years of continuous service as follows: 1/4th of the shares vested on May 1, 2011, with the remainder vesting in 36 equal monthly installments on the first day of each succeeding calendar month thereafter.
- The shares were sold to cover taxes on delivery of the shares and anticipated income tax, all pursuant to a Rule 10b-5-1 trading plan adopted by the reporting person on May 29, 2014. 938 of the shares were restricted stock units ("RSU") of the Company previously reported on April 12, 2013 and 7,969 of the shares were RSUs previously reported on March 7, 2014.
Billionaire Hedge Funds
