Filing Details
- Accession Number:
- 0001181431-14-029802
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-20 17:19:47
- Reporting Period:
- 2014-08-19
- Filing Date:
- 2014-08-20
- Accepted Time:
- 2014-08-20 17:19:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1190935 | Pimco Corporate & Income Opportunity Fund | PTY | () | 466121513 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1201891 | H William Gross | C/O Pimco 650 Newport Center Drive Newport Beach CA 92660 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-08-19 | 100 | $18.47 | 100 | No | 4 | P | Indirect | BY CHILD TRUST #10 |
Common Stock | Acquisiton | 2014-08-19 | 100 | $18.47 | 100 | No | 4 | P | Indirect | BY CHILD TRUST #11 |
Common Stock | Acquisiton | 2014-08-19 | 100 | $18.47 | 100 | No | 4 | P | Indirect | BY CHILD TRUST #12 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | BY CHILD TRUST #10 |
No | 4 | P | Indirect | BY CHILD TRUST #11 |
No | 4 | P | Indirect | BY CHILD TRUST #12 |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 947,739 | Direct | |
Common Stock | 258,986 | Indirect | BY SPOUSE |
Common Stock | 708,611 | Indirect | BY CHILD TRUST #1 |
Common Stock | 694,668 | Indirect | BY CHILD TRUST #4 |
Common Stock | 724,874 | Indirect | BY CHILD TRUST #7 |
Common Stock | 13,400 | Indirect | BY CHILD TRUST #8 |