Filing Details
- Accession Number:
- 0001127602-14-026057
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-20 17:02:55
- Reporting Period:
- 2014-08-19
- Filing Date:
- 2014-08-20
- Accepted Time:
- 2014-08-20 17:02:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1468516 | Aol Inc. | AOL | Services-Computer Processing & Data Preparation (7374) | 204268793 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1529069 | B. Matthew Kelpy | 22000 Aol Way Dulles VA 20166 | Controller And C A O | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 | Acquisiton | 2014-08-19 | 1,896 | $19.00 | 18,442 | No | 4 | M | Direct | |
Common Stock, Par Value $0.01 | Disposition | 2014-08-19 | 1,896 | $43.56 | 16,546 | No | 4 | S | Direct | |
Common Stock, Par Value $0.01 | Acquisiton | 2014-08-19 | 1,357 | $13.01 | 17,903 | No | 4 | M | Direct | |
Common Stock, Par Value $0.01 | Disposition | 2014-08-19 | 1,357 | $43.56 | 16,546 | No | 4 | S | Direct | |
Common Stock, Par Value $0.01 | Acquisiton | 2014-08-19 | 2,222 | $16.26 | 18,768 | No | 4 | M | Direct | |
Common Stock, Par Value $0.01 | Disposition | 2014-08-19 | 2,222 | $43.56 | 16,546 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 | Stock Option (Right to Buy) | Disposition | 2014-08-19 | 1,896 | $0.00 | 1,896 | $19.00 |
Common Stock, Par Value $0.01 | Stock Option (Right to Buy) | Disposition | 2014-08-19 | 1,357 | $0.00 | 1,357 | $13.01 |
Common Stock, Par Value $0.01 | Stock Option (Right to Buy) | Disposition | 2014-08-19 | 2,222 | $0.00 | 2,222 | $16.26 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,450 | 2021-02-03 | No | 4 | M | Direct | |
4,435 | 2021-11-14 | No | 4 | M | Direct | |
5,011 | 2022-02-14 | No | 4 | M | Direct |
Footnotes
- Includes 318 shares of AOL Inc. (the "Company") common stock purchased on May 15, 2014 pursuant to the terms of the Company Employee Stock Purchase Plan.
- This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2013.
- One quarter of the shares subject to the stock option vested on February 4, 2012 and subject to the reporting person's continuous employment on each vesting date, the remaining shares subject to the stock option have vested or will vest and become exercisable on a pro rata monthly basis for the 36 month period thereafter.
- The shares subject to the stock option vest and become exercisable over a four-year period. One quarter of the shares subject to the stock option vested on September 1, 2012 and, subject to the reporting person's continuous employment on each vesting date, the remaining shares subject to the stock option have vested or will vest and become exercisable on a pro rata monthly basis for the 36 month period thereafter.
- The shares subject to the stock option vest and become exercisable over a four-year period. One quarter of the shares subject to the stock option vested on February 15, 2013 and, subject to the reporting person's continuous employment on each vesting date, the remaining shares subject to the stock option have vested or will vest and become exercisable on a pro rata monthly basis for the 36 month period thereafter.