Filing Details
- Accession Number:
- 0000351834-14-000031
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-20 13:58:18
- Reporting Period:
- 2014-08-18
- Filing Date:
- 2014-08-20
- Accepted Time:
- 2014-08-20 13:58:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 351834 | Sunopta Inc. | STKL | Wholesale-Farm Product Raw Materials (5150) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1446458 | Vic Hepburn | 279 Elmwood Avenue Toronto A6 M2N 3M9 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2014-08-18 | 10,000 | $5.74 | 10,000 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2014-08-18 | 10,000 | $13.38 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Stock Options | Disposition | 2014-08-18 | 10,000 | $0.00 | 10,000 | $5.74 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-10-06 | No | 4 | M | Direct |
Footnotes
- The options vested in five equal installments of 20% each year on October 6, 2009, 2010, 2011, 2012 and 2013
Billionaire Hedge Funds
