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Filing Details

Accession Number:: 0001387131-14-003071
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-08-19 19:45:33
Reporting Period:: 2014-08-15

Filing Date:: 2014-08-19
Accepted Time:: 2014-08-19 19:45:33
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1422183	Fs Investment Corp	FSIC	()	261630040

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1438253	C. Michael Forman	C/O Fs Investment Corp. Cira Centre 2929 Arch Street, Suite 675 Philadelphia PA 19104	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-08-15	96,170	$10.30	332,396	No	4	P	Indirect	By Franklin Square Holdings, L.P.
Common Stock	Acquisiton	2014-08-15	17,090	$10.35	72,800	No	4	P	Indirect	By FSIC Holdings, LLC
Common Stock	Acquisiton	2014-08-18	300	$10.35	332,696	No	4	P	Indirect	By Franklin Square Holdings, L.P.
Common Stock	Acquisiton	2014-08-19	100	$10.35	332,796	No	4	P	Indirect	By Franklin Square Holdings, L.P.
Common Stock	Acquisiton	2014-08-19	100	$10.35	72,900	No	4	P	Indirect	By FSIC Holdings, LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Franklin Square Holdings, L.P.
No	4	P	Indirect	By FSIC Holdings, LLC
No	4	P	Indirect	By Franklin Square Holdings, L.P.
No	4	P	Indirect	By Franklin Square Holdings, L.P.
No	4	P	Indirect	By FSIC Holdings, LLC

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	5,607	Indirect	By Trust
Common Stock	9,227	Indirect	By Spouse
Common Stock	2,319	Indirect	By Trust FBO Minor Children
Common Stock	8,186	Indirect	In 401(k) account
Common Stock	124,497	Direct

Footnotes

These purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by Franklin Square Holdings, L.P. on June 12, 2014 (the "FSH Trading Plan") in multiple transactions at prices ranging from $10.22 to $10.35, inclusive. The price reported in Column 4 is a weighted average price. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. The reporting person undertakes to provide, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this Footnote to Form 4.
These purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by FSIC Holdings, LLC on June 12, 2014 (the "FSIC Trading Plan") in multiple transactions at prices ranging from $10.21 to $10.35, inclusive. The price reported in Column 4 is a weighted average price. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. The reporting person undertakes to provide, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this Footnote to Form 4.
These purchases were effected pursuant to the FSH Trading Plan in multiple transactions, each at $10.35. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
These purchases were effected pursuant to the FSIC Trading Plan in multiple transactions, each at $10.35. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
Includes shares received through stock distributions and shares purchased through reinvested distributions.