Filing Details
- Accession Number:
- 0001439756-14-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-19 19:42:31
- Reporting Period:
- 2013-10-09
- Filing Date:
- 2014-08-19
- Accepted Time:
- 2014-08-19 19:42:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1316644 | Aerogrow International Inc. | AERO | Retail-Building Materials, Hardware, Garden Supply (5200) | 460510685 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1439756 | H Grey Gibbs | 6075 Longbow Dr. Suite 200 Boulder CO 80301 | Vp-Finance And Accounting | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-03-04 | 7,380 | $1.01 | 7,380 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-03-04 | 1,250 | $2.20 | 8,630 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-03-04 | 225 | $2.20 | 8,855 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-03-07 | 8,855 | $9.66 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Acquisiton | 2013-10-09 | 10,000 | $0.00 | 10,000 | $2.20 |
| Common Stock | Stock Options | Acquisiton | 2013-10-09 | 225 | $0.00 | 225 | $2.20 |
| Common Stock | Stock Option | Disposition | 2014-03-04 | 7,380 | $0.00 | 7,380 | $1.01 |
| Common Stock | Stock Option | Disposition | 2014-03-04 | 1,250 | $0.00 | 1,250 | $2.20 |
| Common Stock | Stock Option | Disposition | 2014-03-04 | 225 | $0.00 | 225 | $2.20 |
| Common Stock | Stock Option | Acquisiton | 2014-08-07 | 7,500 | $0.00 | 7,500 | $5.31 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,000 | 2014-01-09 | 2018-10-09 | No | 4 | A | Direct |
| 225 | 2013-10-09 | 2018-10-09 | No | 4 | A | Direct |
| 7,383 | 2013-05-08 | 2018-02-08 | No | 4 | M | Direct |
| 8,750 | 2014-01-09 | 2018-10-09 | No | 4 | M | Direct |
| 0 | 2013-10-09 | 2018-10-09 | No | 4 | M | Direct |
| 7,500 | 2014-11-07 | 2019-08-07 | No | 4 | A | Direct |
Footnotes
- Stock options vest in eight quarterly installments, beginning on the three-month anniversary of the grant.
Billionaire Hedge Funds
