Filing Details
- Accession Number:
- 0001209191-14-053528
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-19 18:43:43
- Reporting Period:
- 2012-07-25
- Filing Date:
- 2014-08-19
- Accepted Time:
- 2014-08-19 18:43:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1294924 | Invensense Inc | INVN | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1526791 | Daniel Goehl | 1745 Technology Drive San Jose CA 95110 | Vpworldwide Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-07-25 | 5,000 | $11.95 | 0 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-08-15 | 5,000 | $13.45 | 0 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-09-17 | 5,000 | $13.11 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-08-15 | 5,570 | $12.92 | 5,570 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-08-15 | 5,570 | $25.25 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-08-15 | 3,750 | $0.00 | 3,750 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-08-15 | 3,750 | $24.95 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit (RSU) | Acquisiton | 2013-11-15 | 15,000 | $0.00 | 15,000 | $0.00 |
| Common Stock | Restricted Stock Unit (RSU) | Disposition | 2014-08-15 | 3,750 | $0.00 | 3,750 | $0.00 |
| Common Stock | Stock Option (right to buy) | Disposition | 2014-08-15 | 5,570 | $0.00 | 5,570 | $12.92 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 64,250 | No | 4 | A | Direct | ||
| 60,500 | No | 4 | M | Direct | ||
| 88,752 | 2023-05-15 | No | 4 | M | Direct |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 Sales Plan adopted by the reporting person on May 7, 2012.
- This transaction was executed in multiple trades at prices ranging from $13.32 to $13.50; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request
- This transaction was executed in multiple trades at prices ranging from $12.97 to $13.17; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 Sales Plan adopted by the reporting person on February 21, 2014.
- Each Restricted Stock Unit ("RSU") represents a contingent right to receive at settlement one share of Invensense common stock at no cost.
- This transaction was executed in multiple trades at prices ranging from $24.51 to $25.14; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request
- Subject to the Reporting Person's continuing employment and the provisions in the Invensense's standard form of RSU award agreement, the shares will commence vesting as of the Grant Date and vest at a rate of 25% annually. Shares will be delivered to the reporting person on each vest date.
- 1/48th of the total award (100,000) vests monthly starting a month after the vesting commencement date of April 1, 2013.
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