Filing Details
- Accession Number:
- 0001609884-14-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-19 17:56:52
- Reporting Period:
- 2014-08-15
- Filing Date:
- 2014-08-19
- Accepted Time:
- 2014-08-19 17:56:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1018724 | Amazon Com Inc | AMZN | Retail-Catalog & Mail-Order Houses (5961) | 911646860 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1209974 | J Thomas Szkutak | P.o. Box 81226 Seattle WA 98108-1226 | Senior Vice President And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 Per Share | Acquisiton | 2014-08-15 | 1,303 | $0.00 | 52,220 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 Per Share | Acquisiton | 2014-08-15 | 5,750 | $0.00 | 57,970 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2014-08-15 | 747 | $329.94 | 57,223 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2014-08-15 | 505 | $330.99 | 56,718 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2014-08-15 | 1,403 | $332.02 | 55,315 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2014-08-15 | 308 | $333.02 | 55,007 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 Per Share | Restricted Stock Unit Award | Disposition | 2014-08-15 | 1,303 | $0.00 | 1,303 | $0.00 |
| Common Stock, Par Value $.01 Per Share | Restricted Stock Unit Award | Disposition | 2014-08-15 | 5,750 | $0.00 | 5,750 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 38,040 | 2013-05-15 | 2018-02-15 | No | 4 | M | Direct |
| 34,500 | 2014-05-15 | 2016-02-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $.01 Per Share | 481 | Indirect | Held by the reporting person's Amazon.com 401(k) account |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- Represents the weighted average sale price. The highest price at which shares were sold was $330.34 and the lowest price at which shares were sold was $329.38.
- Represents the weighted average sale price. The highest price at which shares were sold was $331.28 and the lowest price at which shares were sold was $330.43.
- Represents the weighted average sale price. The highest price at which shares were sold was $332.49 and the lowest price at which shares were sold was $331.55.
- Represents the weighted average sale price. The highest price at which shares were sold was $333.23 and the lowest price at which shares were sold was $332.76.
- Converts into Common Stock on a one-for-one basis.
- This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 611 shares on each of May 15, 2013, August 15, 2013, and November 15, 2013; 610 shares on February 15, 2014; 1,303 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, and February 15, 2015; 383 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 4,788 shares on May 15, 2016; 4,787 shares on each of August 15, 2016, November 15, 2016, and February 15, 2017; 3,689 shares on May 15, 2017; and 3,688 shares on each of August 15, 2017, November 15, 2017, and February 15, 2018.
- This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 5,750 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, February 15, 2015, May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016.
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