Filing Details
- Accession Number:
- 0001209191-14-053444
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-19 17:28:47
- Reporting Period:
- 2014-06-30
- Filing Date:
- 2014-08-19
- Accepted Time:
- 2014-08-19 17:28:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 719739 | Svb Financial Group | SIVB | State Commercial Banks (6022) | 942856336 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1398582 | Michael Descheneaux | Svb Financial Group 3005 Tasman Drive Santa Clara CA 95054 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-06-30 | 242 | $87.75 | 7,040 | No | 5 | A | Direct | |
| Common Stock | Acquisiton | 2014-08-15 | 2,000 | $48.76 | 9,040 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-08-15 | 2,000 | $27.84 | 11,040 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-08-15 | 200 | $106.74 | 10,840 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-08-15 | 100 | $106.76 | 10,740 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-08-15 | 100 | $106.81 | 10,640 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-08-15 | 100 | $106.82 | 10,540 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-08-15 | 100 | $106.84 | 10,440 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-08-15 | 100 | $106.89 | 10,340 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-08-15 | 100 | $106.93 | 10,240 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-08-15 | 300 | $106.94 | 9,940 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-08-15 | 100 | $106.95 | 9,840 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-08-15 | 200 | $107.21 | 9,640 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-08-15 | 300 | $107.27 | 9,340 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-08-15 | 300 | $107.40 | 9,040 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-08-15 | 78 | $107.48 | 8,962 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-08-15 | 200 | $107.50 | 8,762 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-08-15 | 100 | $107.51 | 8,662 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-08-15 | 122 | $107.58 | 8,540 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-08-15 | 200 | $107.59 | 8,340 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-08-15 | 100 | $107.62 | 8,240 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-08-15 | 100 | $107.66 | 8,140 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-08-15 | 100 | $107.68 | 8,040 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-08-15 | 200 | $107.74 | 7,840 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-08-15 | 200 | $107.80 | 7,640 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-08-15 | 100 | $107.81 | 7,540 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-08-15 | 200 | $107.84 | 7,340 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-08-15 | 200 | $107.88 | 7,140 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-08-15 | 100 | $107.89 | 7,040 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | A | Direct | |
| No | 4 | M | Direct | |
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Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2014-08-15 | 2,000 | $48.76 | 2,000 | $48.76 |
| Common Stock | Stock Option | Disposition | 2014-08-15 | 2,000 | $27.84 | 2,000 | $27.84 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-04-29 | 2015-04-29 | No | 4 | M | Direct |
| 4,400 | 2010-05-12 | 2016-05-12 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 230 | Indirect | By 401(k)/ESOP |
Footnotes
- Acquired under the Issuer's Employee Stock Purchase Plan.
- The exercise and sale of the stock option in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective June 4, 2014.
- The 300 shares were sold through separate trades, with the sale prices ranging from $107.33 to $107.45 and at a weighted average saleprice of $107.4033.
- The information in this report is based on 401(k)/ESOP Plan statement dated as of June 30, 2014.
Billionaire Hedge Funds
