Filing Details
- Accession Number:
- 0001181431-14-029709
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-19 17:15:51
- Reporting Period:
- 2014-08-15
- Filing Date:
- 2014-08-19
- Accepted Time:
- 2014-08-19 17:15:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 879407 | Arrowhead Research Corp | ARWR | Services-Commercial Physical & Biological Research (8731) | 460408024 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1156207 | B Douglas Given | 225 South Lake Avenue, Suite 1050 Pasadena CA 91101 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-08-15 | 5,000 | $2.01 | 25,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-08-15 | 5,000 | $13.90 | 20,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2014-08-15 | 5,000 | $0.00 | 5,000 | $2.01 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 67,000 | 2014-05-06 | 2023-05-06 | No | 4 | M | Direct |
Footnotes
- Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting person which are subject to certain vesting conditions.
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