Filing Details

Accession Number:
0001209191-14-053411
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-08-19 17:00:26
Reporting Period:
2014-08-15
Filing Date:
2014-08-19
Accepted Time:
2014-08-19 17:00:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1375557 Guidance Software Inc. GUID Services-Prepackaged Software (7372) 954661210
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1383360 Victor Limongelli C/O Guidance Software, Inc., 1055
East Colorado Blvd
Pasadena CA 91106-2375
President, Ceo And Director Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-08-15 17,522 $4.54 395,560 No 4 M Direct
Common Stock Disposition 2014-08-15 17,522 $7.14 378,038 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Option Disposition 2014-08-15 17,522 $0.00 17,522 $4.54
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
140,179 2015-04-20 No 4 M Direct
Footnotes
  1. Pursuant to a Section 10b5-1 Plan established by Mr. Limongelli on May 9, 2014 vested employee stock options representing a total of 17,522 shares of Common Stock were exercised and sold in multiple transactions at prices ranging from $6.86 to $7.45 per share, inclusive, with an average price of $7.14 per share as reported in Column 4. The Section 10b5-1 Plan has not been modified since adopted. The reporting person undertakes to provide Guidance Software, Inc., any security holder of Guidance Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated in this footnote.
  2. The exercised options are part of an award granted to Mr. Limongelli on April 20, 2005, which fully vested over a four-year period after the grant date. The exercised options expire April 20, 2015.