Filing Details
- Accession Number:
- 0001494655-14-000008
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-08-19 16:41:25
- Reporting Period:
- 2014-08-13
- Filing Date:
- 2014-08-19
- Accepted Time:
- 2014-08-19 16:41:25
- Original Submission Date:
- 2014-08-14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1370450 | Willdan Group Inc. | WLDN | Services-Engineering Services (8711) | 141951112 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1406102 | Wedbush Opportunity Partners Lp | 1000 Wilshire Blvd Suite 1170 Los Angeles CA 90017 | No | No | Yes | No | |
1494655 | Wedbush Opportunity Capital, Llc | 1000 Wilshire Boulevard Suite 1170 Los Angeles CA 90017 | No | No | Yes | No | |
1578005 | Qinli Jeremy Zhu | 1000 Wilshire Boulevard Suite 1170 Los Angeles CA 90017 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2014-08-13 | 35,000 | $9.53 | 728,598 | No | 4 | S | Indirect | See footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnotes |
Footnotes
- This amendment is being filed to indicate that the reporting persons are no longer 10% holders and are no longer required to file pursuant to Section 16 of the Securities Exchange Act of 1934.
- The securities are held directly by Wedbush Opportunity Partners, L.P. (the Fund) for the benefit of the Funds investors. Such securities may be deemed to be indirectly beneficially owned by Wedbush Opportunity Capital, LLC (the General Partner), as the general partner of the Fund, and Jeremy Q. Zhu as a Managing Director of the General Partner and lead member of the General Partners investment team that manages the Funds portfolio. Mr. Zhu, the Fund and the General Partner are the Filers. Wedbush Opportunity Capital, LLC and Jeremy Zhu, Managing Director, disclaim beneficial ownership of shares owned by Wedbush Opportunity Partners, LP, except to the extent of any pecuniary interest therein.
- The Filers and their affiliates report beneficial ownership in conformity with the guidelines articulated by the SEC in Release No. 34-39538 (January 12, 1998) relating to organizations such as the Filers and their affiliates, where related entities exercise voting and investment powers over securities that they hold independently from each other. The General Partners and Mr. Zhus voting and investment powers over the securities held by the Fund are exercised independently from all of the Filers other affiliates. The members of the Funds investment team are also compensated separately from the investment professionals of such affiliates. Further, internal policies and procedures of the Filers and their affiliates establish informational barriers that prevent the flow of information that relates to the voting and investment powers between the Filers and such affiliates.
- Consequently, the Filers and such affiliates report the securities over which they hold investment and voting power separately from each other for purposes of Section 13 of the Act.