Filing Details
- Accession Number:
- 0001225208-14-018750
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-19 15:42:03
- Reporting Period:
- 2014-08-18
- Filing Date:
- 2014-08-19
- Accepted Time:
- 2014-08-19 14:42:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
823768 | Waste Management Inc | WM | Refuse Systems (4953) | 731309529 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1197028 | H Barry Caldwell | 1001 Fannin, Suite 4000 Houston TX 77002 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-08-18 | 30,336 | $33.49 | 59,300 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-08-18 | 1,848 | $0.00 | 57,452 | No | 4 | G | Direct | |
Common Stock | Disposition | 2014-08-18 | 4,468 | $46.01 | 52,984 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-08-18 | 25,581 | $46.04 | 27,403 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | G | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2014-08-18 | 30,336 | $33.49 | 30,336 | $33.49 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-03-09 | 2020-03-09 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $46.00 to $46.04. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $46.00 to $46.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Stock option granted pursuant to Waste Management, Inc. 2009 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant.