Filing Details

Accession Number:
0001144204-14-051277
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-08-19 13:55:48
Reporting Period:
2014-08-15
Filing Date:
2014-08-19
Accepted Time:
2014-08-19 13:55:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1230355 Baxano Surgical Inc. BAXS Surgical & Medical Instruments & Apparatus (3841) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1480801 Michael Kenneth Reali C/O Baxano Surgical, Inc.
110 Horizon Drive, Suite 230
Raleigh NC 27615
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-08-15 10,000 $0.38 141,128 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. Represents the weighted average sales price per share. The shares sold at prices ranging from $0.3797 to $0.38 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
  2. A portion of this amount represents shares of common stock underlying RSUs.