Filing Details
- Accession Number:
- 0001144204-14-051250
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-19 12:21:07
- Reporting Period:
- 2014-08-18
- Filing Date:
- 2014-08-19
- Accepted Time:
- 2014-08-19 12:21:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1571329 | Capitala Finance Corp. | CPTA | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1587349 | F. John Mcglinn | C/O Capitala Finance Corp. 4201 Congress Street, Suite 360 Charlotte NC 28209 | Coo, Secretary And Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-08-18 | 2,650 | $18.90 | 59,071 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 125,000 | Indirect | via Capitala Restricted Shares I, LLC |