Filing Details
- Accession Number:
- 0000791908-14-000100
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-18 19:21:25
- Reporting Period:
- 2014-08-14
- Filing Date:
- 2014-08-18
- Accepted Time:
- 2014-08-18 18:21:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 791908 | Xoma Corp | XOMA | Pharmaceutical Preparations (2834) | 942756657 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1222790 | Phd Md J Patrick Scannon | C/O Xoma Corporation 2910 Seventh Street Berkeley CA 94710 | Exec. Vp & Cso | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2014-08-14 | 16,264 | $0.00 | 97,810 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2014-08-15 | 5,871 | $4.31 | 91,939 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Restricted Stock Units | Disposition | 2014-08-14 | 16,264 | $0.00 | 16,264 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 29,040 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares | 22,079 | Indirect | by 401(k) |
| Common Shares | 750 | Indirect | by Daughter |
| Common Shares | 4,053 | Indirect | by Trust |
Footnotes
- These restricted stock units are scheduled to vest in substantially equal installments annually over three years, with the first installment vesting on August 14, 2013.
- Shares sold on the open market to satisfy the minimum amount of taxes required to be withheld in connection with the vesting of the shares in a non-discretionary transaction pursuant to the reporting person's agreement under the Company's equity incentive plan.
Billionaire Hedge Funds
