Filing Details

Accession Number:
0001181431-14-029540
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-08-18 17:32:40
Reporting Period:
2014-08-14
Filing Date:
2014-08-18
Accepted Time:
2014-08-18 17:32:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1571498 Epizyme Inc. EPZM Pharmaceutical Preparations (2834) 261349956
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1270521 Kittu Krishna Kolluri 1954 Greenspring Drive
Suite 600
Timonium MD 21093
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-08-14 1,290,000 $0.00 4,743,240 No 4 J Indirect See Note 2
Common Stock Acquisiton 2014-08-14 12,900 $0.00 12,900 No 4 J Indirect See Note 4
Common Stock Disposition 2014-08-14 12,900 $0.00 0 No 4 J Indirect See Note 4
Common Stock Acquisiton 2014-08-14 483 $0.00 483 No 4 J Indirect See Note 7
Common Stock Disposition 2014-08-15 483 $36.57 0 No 4 S Indirect See Note 7
Common Stock Acquisiton 2014-08-14 84 $0.00 84 No 4 J Indirect See Note 9
Common Stock Disposition 2014-08-15 84 $36.57 0 No 4 S Indirect See Note 9
Common Stock Acquisiton 2014-08-14 84 $0.00 84 No 4 J Indirect See Note 11
Common Stock Disposition 2014-08-15 84 $36.57 0 No 4 S Indirect See Note 11
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Indirect See Note 2
No 4 J Indirect See Note 4
No 4 J Indirect See Note 4
No 4 J Indirect See Note 7
No 4 S Indirect See Note 7
No 4 J Indirect See Note 9
No 4 S Indirect See Note 9
No 4 J Indirect See Note 11
No 4 S Indirect See Note 11
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 406,500 Indirect See Note 12
Footnotes
  1. New Enterprise Associates 13, L.P. ("NEA 13") made a pro rata distribution for no consideration of an aggregate of 1,290,000 shares of Common Stock of the Issuer, to its general partner and its limited partners on August 14, 2014.
  2. The Reporting Person is a director of NEA 13 GP, LTD, which is the sole general partner of NEA Partners 13, L.P. ("NEA Partners 13"). NEA Partners 13 is the sole general partner of NEA 13, which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 13 shares in which the Reporting Person has no pecuniary interest.
  3. NEA Partners 13 received 12,900 shares of Common Stock of the Issuer in the distribution by NEA 13 on August 14, 2014.
  4. The Reporting Person is a director of NEA 13 GP, LTD, which is the sole general partner of NEA Partners 13, the director beneficial owner of the shares of Common Stock of the Issuer. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA Partners 13 shares in which the Reporting Person has no pecuniary interest.
  5. NEA Partners 13 made a pro rata distribution for no consideration of an aggregate of 12,900 shares of Common Stock of the Issuer to its limited partners on August 14, 2014.
  6. The Kolluri Living Trust dated 11/5/99 (the "Kolluri Trust") received 483 shares of Common Stock of the Issuer in the distribution by NEA Partners 13 on August 14, 2014.
  7. The shares are held directly by the Kolluri Trust. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the 1934 Act, as amended, of the shares held by the Kolluri Trust, except to the extent of his pecuniary interest therein.
  8. The Krishna S. Kolluri and Vanita S. Kolluri, as Trustees of the Ishaan S. Kolluri GST Exempt Trust under the Kolluri 2012 Trust Agreement dated November 16, 2012 (the "Ishaan S. Kolluri Trust") received 84 shares of Common Stock of the Issuer in the distribution by NEA Partners 13 on August 14, 2014.
  9. The shares are held directly by the Ishaan S. Kolluri Trust. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the 1934 Act, as amended, of the shares held by the Ishaan S. Kolluri Trust, except to the extent of his pecuniary interest therein.
  10. The Krishna S. Kolluri and Vanita S. Kolluri, as Trustee of the Raina V. Kolluri GST Exempt Trust under the Kolluri 2012 Trust Agreement dated November 16, 2012 (the "Raina V. Kolluri Trust") received 84 shares of Common Stock of the Issuer in the distribution by NEA Partners 13 on August 14, 2014.
  11. The shares are held directly by the Raina V. Kolluri Trust. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the 1934 Act, as amended, of the shares held by the Raina V. Kolluri Trust, except to the extent of his pecuniary interest therein.
  12. The Reporting Person is a director of NEA 13 GP, LTD, which is the sole general partner of NEA Partners 13. NEA Partners 13 is the sole general partner of NEA 13, which is the sole member of Growth Equity Opportunities Fund II, LLC ("GEO II"), the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the GEO II shares in which the Reporting Person has no pecuniary interest.