Filing Details

Accession Number:
0001209191-14-053057
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-08-18 17:38:11
Reporting Period:
2014-08-15
Filing Date:
2014-08-18
Accepted Time:
2014-08-18 16:38:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
104777 Alteva Inc. ALTV Telephone Communications (No Radiotelephone) (4813) 141160510
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1556205 H. Brian Callahan C/O Alteva
401 Market Street
Philadelphia PA 19106
Executive Vice President-Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-08-15 5,000 $5.56 36,143 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (Right to Buy) $9.90 2023-03-22 15,000 15,000 Direct
Common Stock Employee Stock Option (Right to Buy) $10.80 2023-03-11 9,500 9,500 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2023-03-22 15,000 15,000 Direct
2023-03-11 9,500 9,500 Direct
Footnotes
  1. This option was previously reported by Mr. Callahan and shall vest and become exercisable as follows: (i) one third of the shares subject to the stock option upon the date that is one year from the date of the agreement; (ii) an additional one-third of the shares subject to the stock option upon the date that is two years from the date of the agreement; and (iii) the remaining one-third of the shares subject to the stock option upon the date that is three years from the date of the agreement, assuming Mr. Callahan's continuous employment with the Company.