Filing Details
- Accession Number:
- 0001209191-14-053057
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-18 17:38:11
- Reporting Period:
- 2014-08-15
- Filing Date:
- 2014-08-18
- Accepted Time:
- 2014-08-18 16:38:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
104777 | Alteva Inc. | ALTV | Telephone Communications (No Radiotelephone) (4813) | 141160510 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1556205 | H. Brian Callahan | C/O Alteva 401 Market Street Philadelphia PA 19106 | Executive Vice President-Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-08-15 | 5,000 | $5.56 | 36,143 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | $9.90 | 2023-03-22 | 15,000 | 15,000 | Direct | |
Common Stock | Employee Stock Option (Right to Buy) | $10.80 | 2023-03-11 | 9,500 | 9,500 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2023-03-22 | 15,000 | 15,000 | Direct |
2023-03-11 | 9,500 | 9,500 | Direct |
Footnotes
- This option was previously reported by Mr. Callahan and shall vest and become exercisable as follows: (i) one third of the shares subject to the stock option upon the date that is one year from the date of the agreement; (ii) an additional one-third of the shares subject to the stock option upon the date that is two years from the date of the agreement; and (iii) the remaining one-third of the shares subject to the stock option upon the date that is three years from the date of the agreement, assuming Mr. Callahan's continuous employment with the Company.