Filing Details
- Accession Number:
- 0001104659-11-000848
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-07 17:51:50
- Reporting Period:
- 2011-01-06
- Filing Date:
- 2011-01-07
- Accepted Time:
- 2011-01-07 17:51:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1120370 | Broadwind Energy Inc. | BWEN | Nonferrous Foundries (Castings) (3360) | 880409160 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1415589 | Cameron John Drecoll | 24W170 Hobson Road Naperville IL 60540 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-08-10 | 604,839 | $0.00 | 10,824,629 | No | 4 | G | Direct | |
| Common Stock | Disposition | 2011-01-06 | 130,000 | $2.32 | 10,694,629 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | G | Direct | |
| No | 4 | S | Direct |
Footnotes
- Includes 201,613 shares held by one of Mr. Drecoll's children. Does not include an aggregate of 604,839 shares held by three of Mr. Drecoll's children as to which he disclaims beneficial ownership.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.31 to $2.36, inclusive. The reporting person undertakes to provide to Broadwind Energy, Inc., any security holder of Broadwind Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
Billionaire Hedge Funds
