Filing Details
- Accession Number:
- 0001001250-14-000109
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-18 16:00:49
- Reporting Period:
- 2014-08-18
- Filing Date:
- 2014-08-18
- Accepted Time:
- 2014-08-18 16:00:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1001250 | Estee Lauder Companies Inc | EL | Perfumes, Cosmetics & Other Toilet Preparations (2844) | 112408943 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1034657 | S Barry Sternlicht | Starwood Capital Group 591 W. Putnam Ave. Greenwich CT 06830 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2014-08-18 | 13,384 | $22.16 | 67,384 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2014-08-18 | 10,000 | $16.92 | 77,384 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2014-08-18 | 23,384 | $76.98 | 54,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Option (right to buy) | Disposition | 2014-08-18 | 13,384 | $0.00 | 13,384 | $22.16 |
Class A Common Stock | Option (right to buy) | Disposition | 2014-08-18 | 10,000 | $0.00 | 10,000 | $16.92 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2005-11-05 | 2014-11-04 | No | 4 | M | Direct |
0 | 2006-11-10 | 2015-11-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 12,000 | Indirect | 1999 Sternlicht Family Trust 1 |
Class A Common Stock | 12,000 | Indirect | 1999 Sternlicht Family Trust 2 |
Class A Common Stock | 12,000 | Indirect | 1999 Sternlicht Family Trust 3 |
Footnotes
- The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
- Sales prices range from $76.83 to $77.16 per share, inclusive.
- The Reporting Person disclaims beneficial ownership of such shares to the extent he does not have a pecuniary interest in such shares.
- Stock Options granted to the Reporting Person pursuant to the Issuer's Non-Employee Director Share Incentive Plan.
- Not applicable.
- The Reporting Person also holds options to purchase at various prices 70,803 shares of Class A Common Stock, 66,990 of which are exercisable.