Filing Details
- Accession Number:
- 0001209191-14-052986
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-18 15:19:37
- Reporting Period:
- 2014-08-15
- Filing Date:
- 2014-08-18
- Accepted Time:
- 2014-08-18 15:19:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101984 | Universal Electronics Inc | UEIC | Household Audio & Video Equipment (3651) | 330204817 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1428264 | S Mark Kopaskie | 201 E. Sandpointe Avenue Suite 800 Santa Ana CA 92707-6708 | Evp | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-08-15 | 1,200 | $29.25 | 14,275 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-08-15 | 1,200 | $53.27 | 13,075 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-08-15 | 571 | $20.09 | 13,646 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-08-15 | 571 | $53.27 | 13,075 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Rt to Buy) | Disposition | 2014-08-15 | 1,200 | $29.25 | 1,200 | $29.25 |
| Common | Employee Stock Option (Rt to Buy) | Disposition | 2014-08-15 | 571 | $20.09 | 571 | $20.09 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 43,498 | 2014-04-06 | 2021-04-06 | No | 4 | M | Direct |
| 42,927 | 2014-05-08 | 2022-02-08 | No | 4 | M | Direct |
Footnotes
- Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
- This is the weighted average of the price traded. The high was $53.33 and the low was $53.25.
Billionaire Hedge Funds
