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Home > Insider Trading > Filing (0001227025-14-000040)

Filing Details

Accession Number:: 0001227025-14-000040
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-08-15 21:16:49
Reporting Period:: 2014-08-13

Filing Date:: 2014-08-15
Accepted Time:: 2014-08-15 21:16:49
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1227025	Neophotonics Corp	NPTN	Semiconductors & Related Devices (3674)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1490217	Lee Benjamin Sitler	2911 Zanker Rd San Jose CA 95134	Vice President Global Sales	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-08-13	10,000	$2.72	66,482	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Footnotes

This purchase price represents the weighted average purchase price of the shares purchased ranging from $2.5826 to $2.75 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.