Filing Details
- Accession Number:
- 0001140361-14-033210
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-08-15 19:33:55
- Reporting Period:
- 2014-05-23
- Filing Date:
- 2014-08-15
- Accepted Time:
- 2014-08-15 19:33:55
- Original Submission Date:
- 2014-05-28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1541119 | Sound Financial Bancorp Inc. | SFBC | Savings Institution, Federally Chartered (6035) | 455188530 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1410557 | P Matthew Deines | 2005 Fifth Ave, Suite 200 Seattle WA 98121 | Evp / Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-05-23 | 1,264 | $17.02 | 23,397 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-05-27 | 1 | $17.05 | 23,396 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-05-28 | 1,109 | $17.02 | 22,287 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-05-29 | 2,126 | $16.98 | 20,161 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 12,015 | Indirect | 401(k) |
| Common Stock | 174 | Indirect | UTMA |
| Common Stock | 4,941 | Indirect | ESOP |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $9.72 | 2019-01-27 | 2,006 | 2,006 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $8.49 | 2022-02-28 | 4,371 | 4,371 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $16.80 | 2024-01-23 | 18,073 | 18,073 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2019-01-27 | 2,006 | 2,006 | Direct |
| 2022-02-28 | 4,371 | 4,371 | Direct |
| 2024-01-23 | 18,073 | 18,073 | Direct |
Footnotes
- Options vest in five equal annual installments beginning on January 27, 2010
- Options vest in five equal annual installments beginning on February 28, 2013
- Options vest in five equal annual installments beginning on January 23, 2015
Billionaire Hedge Funds
