Filing Details

Accession Number:
0001387131-14-003030
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-08-15 18:37:35
Reporting Period:
2014-08-13
Filing Date:
2014-08-15
Accepted Time:
2014-08-15 18:37:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1422183 Fs Investment Corp FSIC () 261630040
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1438262 J. David Adelman C/O Fs Investment Corp., Cira Centre
2929 Arch Street, Suite 675
Philadelphia PA 19104-2867
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-08-13 2,400 $10.35 236,226 No 4 P Indirect By Franklin Square Holdings, L.P.
Common Stock Acquisiton 2014-08-13 1,300 $10.35 55,710 No 4 P Indirect By FSIC Holdings, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Franklin Square Holdings, L.P.
No 4 P Indirect By FSIC Holdings, LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 34,063 Direct
Footnotes
  1. These purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by Franklin Square Holdings, L.P. on June 12, 2014 (the "FSH Trading Plan") in multiple transactions, each at $10.35. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
  2. These purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by FSIC Holdings, LLC on June 12, 2014 (the "FSIC Trading Plan") in multiple transactions, each at $10.35. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
  3. Includes shares received through stock distributions and shares purchased through reinvested distributions.