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Filing Details

Accession Number:: 0001181431-14-029382
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-08-15 18:27:39
Reporting Period:: 2014-08-14

Filing Date:: 2014-08-15
Accepted Time:: 2014-08-15 18:27:39
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1288469	Maxlinear Inc	MXL	Semiconductors & Related Devices (3674)	141896129

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1478340	Kishore Seendripu	5966 La Place Court Suite 100 Carlsbad CA 92008	President And Ceo	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock (Par Value $0.0001)	Acquisiton	2014-08-14	12,500	$0.00	12,500	No	4	C	Indirect	See footnoe
Class A Common Stock (Par Value $0.0001)	Disposition	2014-08-14	12,500	$9.67	0	No	4	S	Indirect	See footnote
Class A Common Stock (Par Value $0.0001)	Acquisiton	2014-08-15	12,500	$0.00	12,500	No	4	C	Indirect	See footnote
Class A Common Stock (Par Value $0.0001)	Disposition	2014-08-15	12,500	$9.62	0	No	4	S	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	See footnoe
No	4	S	Indirect	See footnote
No	4	C	Indirect	See footnote
No	4	S	Indirect	See footnote

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock (Par Value $0.0001)	Class B Common Stock (convertible into Class A Common Stock)	Disposition	2014-08-14	12,500	$0.00	12,500	$0.00
Class A Common Stock (Par Value $0.0001)	Class B Common Stock (convertible into Class A Common Stock)	Disposition	2014-08-15	12,500	$0.00	12,500	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
3,566,711			No	4	C	Indirect
3,554,211			No	4	C	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock (Par Value $0.0001)	125,833	Direct

Footnotes

Reflects shares of Class B Common Stock converted into an equivalent number of shares of Class A Common Stock pursuant to a power of attorney granted by the Reporting Person on September 6, 2013 in connection with the adoption of a Rule 10b5-1 trading plan.
Shares held directly by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 6, 2013.
Represents the weighted average share price of an aggregate total of 12,500 shares sold in the price range of $9.52 to $9.78 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Represents the weighted average share price of an aggregate total of 12,500 shares sold in the price range of $9.50 to $9.91 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Each share of Class B Common Stock is convertible into one share of Class A Common Stock, which is publicly traded stock, upon certain transfers and at the option of the holder. On the seventh anniversary of the closing of the Registrant's initial public offering (March 29, 2017), the Class B Common Stock and the Class A Common Stock will automatically convert into a single class of Common Stock.