Filing Details

Accession Number:
0001348324-14-000053
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-08-15 18:10:46
Reporting Period:
2014-08-15
Filing Date:
2014-08-15
Accepted Time:
2014-08-15 18:10:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1348324 Ldr Holding Corp LDRH Surgical & Medical Instruments & Apparatus (3841) 203933262
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1586581 E. Scott Way 13785 Research Blvd., Suite 200
Austin TX 78750
Exec Vp General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-08-15 4,195 $3.11 7,528 No 4 M Direct
Common Stock Acquisiton 2014-08-15 7,805 $5.94 15,333 No 4 M Direct
Common Stock Disposition 2014-08-15 12,000 $26.76 3,333 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Incentive Stock Option (right to buy) Disposition 2014-08-15 4,195 $0.00 4,195 $3.11
Common Stock Incentive Stock Option (right to buy) Disposition 2014-08-15 7,805 $0.00 7,805 $5.94
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,730 2012-09-15 2021-09-16 No 4 M Direct
8,061 2013-07-10 2022-07-10 No 4 M Direct
Footnotes
  1. Includes 3,333 shares acquired under the LDR Holding Corporation Amended and Restated 2013 Employee Stock Purchase Plan on May 30, 2014.
  2. The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $26.015 to $27.14. The reporting person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold.
  3. The option becomes exercisable for 25% of the shares granted one year from the vesting commencement date of September 15, 2011, then in thirty-six equal monthly installments thereafter.
  4. ISO becomes exercisable in combination with NQSO granted on the same date wherein 25% of the shares granted become exercisable upon one year from the vesting commencement date of July 10, 2012, then in thirty-six equal monthly installments thereafter.